星辰前海所舉辦“私募基金管理企業風險控制要點”專題講座SQ Holds Symposium on PE Risk Control

星辰前海所舉辦“私募基金管理企業風險控制要點”專題講座

SQ Holds Symposium on PE Risk Control

據中國證券報統計顯示，截至今年7月底私募認繳規模達4.11萬億元。其中9501只是2014年8月21日《私募投資基金監督管理暫行辦法》發佈實施後新設立基金，認繳規模1.47萬億元，實繳規模1.12萬億元。私募基金從業人員26.14萬人。私募基金正呈現如火如荼發展之勢。

Statistics by China Security, 4.11 trillion RMB is committed to private equity funds by the end of this July. 9501 of the funds are set up after the promulgation of Temporary Measures on Supervising Private Equity Fund on August 21st, 2014; 1.47 trillion RMB is committed to them while 1.12 trillion is actually invested. 261.4 thousand people work in the booming PE industry.

鑒於此，2015年8月7日下午，本所金融部在本所階梯會議室成功舉辦了以“私募基金管理企業風險控制要點”為主題的金融法律服務專題講座。講座重點探討了私募基金管理企業在私募基金募、投、管、退以及後續的再投資中私募基金管理企業可能遇到的風險要點。此外，講座還就投資方與融資方簽訂的對賭協議效力、反稀釋條款、股權轉讓、管理層回購、融資方退出等的法律風險防控問題進行了探討。

Therefore, on August 7th, 2015, Sincere Qianhai’s finance department holds a symposium on risk control points for private equity management companies at the steps meeting room. The symposium focuses on the risk PEMC may encounter in raising fund, investment, management, exit and re-investment. Also, the forum discusses legal risk points such as Valuation Adjustment Mechanism (VAM), anti-dilution provision, transfer of stock, management repurchase and financier exit.

活動現場氣氛活躍，互動頻繁，各參與者收穫頗豐。

Heated discussion and active exchange of ideas gives attendees much food for thought.

同時，本所合夥人唐志峰律師表示，如何幫助私募基金管理企業防範和控制風險一直是本所提供法律服務的重點。前海金融創新和法治創新的戰略定位為星辰前海律師提供該項服務帶來了新的機遇與挑戰。金融部應繼續積極關注、探討研究金融法律服務前沿問題，為金融企業提供高端優質的法律服務。

SQ’s partner Mr.Tang Zhifeng says, helping PEMC in controlling risk is a pivotal service in SQ’s business. Qianhai’s strategy of financial and legal innovation brings new opportunity and challenge for Sincere Qianhai. The finance department should further focus on and discuss financial law services’ frontline problems, in order to provide financial institutions with high-end quality legal services.

陳主任點評時強調，研究能力、再學習能力是年輕律師實現“彎道超越”、快速成長的法寶之一。本所作為最早進駐前海、熟悉前海法律法規政策的律師事務所，歷來注重律師研究能力的培育和訓練；金融部及全所同仁應把握前海大發展的歷史機遇，繼續秉承“責任、精進、創新、卓越”的理念，加深金融法律服務研究，為前海金融創新提供高端卓越的專業法律服務，為前海法治創新更添一抹光亮的色彩！

In his comment, SQ’s president Chen stresses that research and further study ability is the key for young lawyers to grow quickly and surpasses their more experienced counterparts. As the first law firms in Qianhai and familiar with Qianhai’s law, measures and policies, SQ always emphasizes the training and learning. Lawyers in finance department and all others should grasp the historical opportunity in Qianhai’s development, and add to Qianhai’s legal innovation SQ’s contribution.

文/魏凡 譯/孫子翔 圖/謝永藝

written by Fan Wei; translated by Zixiang Sun; photo by Yongyi Xie.